Legislators don't wield the only legislative power in state government. In many states, the people can perform legislative functions directly. The ways by which these methods can be implemented vary, but they usually require a certain number of signatures on a petition. After that, the issue is put on the ballot for a general vote. Initiative - A way citizens can bypass the legislature and pass laws or amend the state constitution through a direct vote.
Referendum - A way citizens can approve of statutes or constitutional changes proposed by the legislature through a direct vote. Recall - A way citizens can remove elected officials from office. It is allowed in 14 states and is hardly ever used.
The Governor is a state's chief executive. A governor can serve either a two or four year term. Thirty-seven states have term limits on the governor. The president and vice-president are the only elected executive positions within the federal government.
State governments, however, often have other positions executive elected separately from the governor. Some examples include:. States rely on a broad range of revenue sources to fund government. The remaining revenues are split between excise taxes on gasoline, cigarettes and alcohol ; corporate income and franchise taxes; and taxes on business licenses, utilities, insurance premiums, severance, property and several other sources.
That being said, the general character of a state or state and local revenue system is more important than the nature of any single one of its components. The relative importance of the major revenue sources for state and local governments changed since Property taxes declined in importance, and their share was picked up mostly by state individual income taxes, charges and miscellaneous revenues.
Since state revenue systems have developed gradually and tax policy is used to address multiple objectives, state revenue systems are likely to include inconsistencies. Insurance Trust Revenue relates to the money that the state takes in for administering programs such as retirement, unemployment compensation, and other social insurance systems. Services and Fees include items such as tolls, liquor sales, lottery ticket sales, income from college tuition, hospital charges and utility fees.
State Taxes come in many different forms: Most states have a sales tax. Most states also have a state income tax, similar to the one used by the federal government.
Most states have a progressive sales tax. States levy taxes on motor fuels such as gasoline, diesel, and gasohol. Most of the funds go towards financing roads and transportation within the state. Sin taxes apply to alcoholic beverages and tobacco products. These taxes are named as such because they were originally intended to decrease consumption of these "undesirable" goods.
Most states also have inheritance taxes, where a person pays a percentage of what he or she inherits from a deceased person. About 1 percent of state revenue comes from gambling. Lotteries can be very profitable for the state. Profits from lotteries have been used towards funding education, economic development, and environmental programs.
Like the Federal government, state governments also have debts. One of the largest issue areas left to the discretion of the states is education. The United States' public education system is administered mostly on the state and local levels. State and local governments put more money toward education than any other cost. There are approximately 15, school districts around the country, each governed by its own school board.
The people of the district vote the members of the school board into office. Some roles of a school board:. The Superintendent is the head administrator within a district.
His or her responsibilities include:. The chief state school official is appointed by the governor and, along with other state education positions, has many responsibilities:. When people talk about the federal government, they generally mean the national government, although the term often refers to the division of powers between the state and national governments.
A presiding officer can have either a major or minor leadership role in his or her house. The federal government, through the U. Department of Transportation, has some responsibility for managing U. States are largely responsible for managing roads that are only intrastate highways.
In , Judge J. Day questioned whether Congress had the power to tax states and state officials. The U. Supreme Court sided with Day that this was one of the reserved powers of the states. However, in , the decision was overruled. Textile worker Roland Dagenhart took his case to the Supreme Court arguing against the Keating-Owen Act of which prohibited shipment of goods manufactured by children across state lines. Dagenhart argued this was unconstitutional as it was a reserved right of the states to make their own child labor laws.
The court sided with Dagenhart, saying that the states did have the right to make their own child labor laws. This decision was later overturned in This is because the issues raised were about intrastate sale of poultry.
Any powers outlined as reserved for Congress, the President, or any other part of the federal government are reserved, or saved, only for those people. The state of Florida set up a similar program, and the College Savings Bank sued Florida for false and misleading advertising under a provision of the Trademark Act of Lanham Act , 91 alleging that Florida had made misleading representations about its own product. The Court first noted that under Seminole Tribe of Florida v.
Florida , Article I, powers such as the power to regulate commerce were insufficient to abrogate Eleventh Amendment immunity. Thus, the Court next considered whether the Lanham Act could be characterized as an exercise of Congress's power under Section 5 of the Fourteenth Amendment.
Although the Fourteenth Amendment provides that no state shall "deprive a person of As the Court found that Congress had not established an authority under the Fourteenth Amendment to abrogate the state's immunity, the College Savings Bank could not proceed against the state of Florida for unfair trade practices. Even if a property interest is established, it would still need to be determined that Congress had the authority to protect that property interest under the Fourteenth Amendment.
College Savings Bank , 92 the Court, in a decision concerning the same parties as the case discussed above, considered whether the College Savings Bank could sue the state of Florida for patent infringement. Congress had passed a law specifically providing that states could be sued for patent violations, 93 citing three sources of constitutional authority: the Article I Patent Clause, 94 the Article I Interstate Commerce Clause, 95 and Section 5 of the Fourteenth Amendment.
As the Court had previously precluded abrogation of sovereign immunity through the exercise of Article I powers, the question became whether Congress had the authority to pass patent legislation under Section 5 of the Fourteenth Amendment. Unlike the previous case, the Court found that, under a long line of precedents, patents were considered property rights.
However, the Court had to further consider whether the protection of such a property right under Section 5 of the Fourteenth Amendment was "appropriate" under its ruling in City of Boerne. Consequently, the Court evaluated whether a federal right to enforce patents against states was appropriate remedial or preventive legislation aimed at securing the protections of the Fourteenth Amendment for patent owners. Specifically, the Court sought to evaluate whether unremedied patent infringement by states rose to the level of a Fourteenth Amendment violation that Congress could redress.
The Court noted that Congress had failed to identify a pattern of patent infringement by the states, and that only a handful of patent infringement cases had been brought against states in the last years. The Court also noted that Congress had failed to establish that state remedies for patent infringement were inadequate for citizens to seek compensation for injury.
In fact, the state of Florida argued that no constitutionally based violation had occurred, as it had procedures in place that would provide the necessary due process for patent infringement by the state to be challenged. Consequently, the Court found that the exercise of Section 5 of the Fourteenth Amendment in this context would be out of proportion to the remedial objective.
The Court engaged in a similar analysis, with like results, in evaluating the application of age discrimination laws to the states.
In Kimel v. Florida Board of Regents , 96 the Court noted that the Age Discrimination in Employment Act of , while a valid exercise of Congress's commerce power, could not be applied to the states unless Congress also had the power to enact it under Section 5 of the Fourteenth Amendment.
The Kimel Court held, however, that age is not a suspect class, and that the provisions of the ADEA far surpassed the kind of protections that would be afforded such a class under the Fourteenth Amendment. Further, the Court found that an analysis of Congress's ability to legislate prophylactically under Section 5 required an examination of the legislative record to determine whether the remedies provided were proportional and congruent to the problem.
A review by the Court of the ADEA legislative record found no evidence of a pattern of state governments discriminating against employees on the basis of age. Garrett , 97 again with similar result.
In Garrett, the Court evaluated whether two plaintiffs could bring claims for money damages against a state university for failing to make reasonable employment accommodations for their disabilities; one plaintiff was under treatment for cancer, the other for asthma and sleep apnea.
Although disability is not a suspect class and thus discrimination is evaluated under a rational basis test, the Court had previously shown a heightened sensitivity to arbitrary discrimination against the disabled. However, the Supreme Court declined to consider evidence of discrimination by either the private sector or local government, and dismissed the examples that did relate to the states as unlikely to rise to the level of constitutionally "irrational" discrimination. Ultimately, the Court found that no pattern of unconstitutional state discrimination against the disabled had been established, and that the application of the ADA was not a proportionate response to any pattern that might exist.
However, the Court reached a different conclusion in the case of Nevada Department of Human Resources v. The FMLA requires employers to provide employees up to 12 weeks of unpaid leave to care for a close relative with a "serious health condition.
The Court found that Congress had established significant evidence of a long and extensive history of sex discrimination with respect to the administration of leave benefits by the states, and that history was sufficient to justify the enactment of the legislation under Section 5. The standard for demonstrating the constitutionality of a gender-based classification is more difficult to meet than the rational-basis test, such was at issue in Kimel and Garrett , so it was easier for Congress to show a pattern of state constitutional violations.
Even where the Eleventh Amendment and state sovereign immunity are not at issue, the Court may be asked to consider whether the Fourteenth Amendment establishes a sufficient basis for a federal law that does not appear to have a constitutional basis elsewhere in the Constitution. For instance, in United States v.
Morrison , discussed previously, the Court found that Congress, in creating a federal private right of action for victims of gender-motivated violence, had exceeded its authority under the Commerce Clause.
Consequently, the plaintiff in that case made the alternate argument that the federal private right of action could be sustained under Section 5 of the Fourteenth Amendment. This argument, however, suffered from two major defects. First, the Court has long held that the Fourteenth Amendment provides Congress with the authority to regulate states but not individuals.
The plaintiff attempted to avoid this problem by arguing that there is pervasive bias in various state justice systems against victims of gender-motivated violence, and that providing a federal private right of action was an appropriate means to remedy this "state action.
However, the Court rejected this argument, finding that the remedy did not meet the City of Boerne test of "congruence and proportionality to the injury to be prevented or remedied and the means adopted to that end.
Similar to its holdings in the Garrett and Hibbs cases, the Court found that Congress had established sufficient evidence of the sustained denial of persons with disabilities of access to the courts. In applying the Boerne congruence and proportionality test, the Court in Lane distinguished the rights Congress intended to protect in Title II access to public services, programs, and activities from the Title I employment rights that had been struck down in Garrett.
While both Titles I and II were intended to address unequal treatment of the disabled which is only a constitutional violation when it is irrational , the Court held that Title II was also intended to reach the more rigorously protected rights of the Due Process Clause of the Fourteenth Amendment, such as the right of access to the courts.
Congress's authority under Section 5 of the Fourteenth Amendment to abrogate states' Eleventh Amendment immunity appears strongest when the focus of the prophylactic measure at issue is conduct that actually violates a constitutional right. Georgia , a disabled state prison inmate who used a wheelchair for mobility alleged that the state of Georgia violated Title II of the ADA in relation to his conditions of confinement.
It went on to state that Title II was valid as applied to the plaintiff's cause of action, because he alleged independent violations under Section 1 of the Fourteenth Amendment concerning his prison treatment. Initially, the Supreme Court interpreted the Tenth Amendment to have substantive content, so that certain "core" state functions would be beyond the authority of the federal government to regulate.
Thus, in National League of Cities v. Usery , the Court struck down federal wage and price controls on state employees as involving the regulation of core state functions.
San Antonio Metropolitan Transit Authority. The Court soon turned, however, to the question of how the Constitution limits the process by which the federal government regulates the states. In New York v. United States , Congress had attempted to regulate in the area of low-level radioactive waste. In a statute, Congress provided that states must either develop legislation on how to dispose of all low-level radioactive waste generated within the state, or the state would be forced to take title to such waste, which would mean that it became the state's responsibility.
The Court found that although Congress had the authority under the Commerce Clause to regulate low-level radioactive waste, it only had the power to regulate the waste directly. Here, Congress had attempted to require the states to perform the regulation, and decreed that the failure to do so would require the state to deal with the financial consequences of owning large quantities of radioactive waste.
In effect, Congress sought to "commandeer" the legislative process of the states. In the New York case, the Court found that this power was not found in the text or structure of the Constitution, and it was thus a violation of the Tenth Amendment. A later case presented the question of the extent to which Congress could regulate through a state's executive branch officers. This case, Printz v.
United States , involved the Brady Handgun Act. The Brady Handgun Act required state and local law-enforcement officers to conduct background checks on prospective handgun purchasers within five business days of an attempted purchase. This portion of the act was challenged under the Tenth Amendment, under the theory that Congress was without authority to "commandeer" state executive branch officials.
After a historical study of federal commandeering of state officials, the Court concluded that commandeering of state executive branch officials was, like commandeering of the legislature, outside of Congress's power, and consequently a violation of the Tenth Amendment.
Although the federal government is prohibited from commandeering either the legislature or executive branch of a state, this does not appear to be the case with state judicial branches. The federal judicial system and the state judicial system were not intended to be as separate as the other branches of government, and the Supremacy Clause of the Constitution explicitly provides that state courts must follow federal law, even if it overrides state laws or constitutions.
A key distinction between constitutional "substantive regulation" and unconstitutional "commandeering" appears to be whether or not the federal mandate in question is regulating state activities or whether it is seeking to control the manner in which states regulate private parties. Thus, for instance, the Court recently held in Reno v. Condon that the Driver's Privacy Protection Act of , which regulates the sale of personal information gathered from persons seeking driver's licenses, was substantive regulation, not commandeering.
In that case, the Court found that the state was not being directed on how to regulate its citizens, but rather on how to treat information that had been elicited from those citizens. However, because the regulation affected both state governments and private resellers of such information, the Court reserved the question as to whether a law, which only regulated state activities, would be constitutionally suspect.
The Eleventh Amendment and state sovereign immunity provide an example of the complicated interaction between the powers of the federal government, the state, and the individual. The basic issue to be addressed here is the extent to which individuals can sue a state under federal law.
The starting point for such a discussion is usually the Eleventh Amendment. The Eleventh Amendment reads, in part, as follows: "The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State.
However, the Supreme Court has expanded the concept of state sovereign immunity to reach much further than the text of the amendment. The Eleventh Amendment, the first amendment to the Constitution after the adoption of the Bill of Rights, was passed as a response to the case of Chisholm v. One of these, Chisholm , was a diversity suit filed by two citizens of South Carolina against the State of Georgia to recover a Revolutionary War debt. In Chisholm, the Supreme Court noted that Article III of the Constitution specifically grants the federal courts diversity jurisdiction over suits "between a State and citizens of another State.
The states were outraged that such a suit could be brought in federal court, protesting that the drafters of the Constitution had promised the states they would not be sued by their debtors in federal courts. Almost immediately after the decision of the Chisholm cases, resolutions were introduced in Congress to overturn it, the end result being the Eleventh Amendment.
The amendment ensured that a citizen of one state could not sue another state in federal court—in other words, a citizen could not sue under federal diversity jurisdiction without a state's permission. However, even after the Eleventh Amendment was passed, a number of cases were filed against states by private citizens, with jurisdiction based on federal question rather than diversity. Under this reasoning, if a citizen of a state sued his or her own state in federal court, the prohibition of the Eleventh Amendment would not apply.
Consequently, for a number of years after the passage of the Eleventh Amendment, this type of case was entertained by the federal courts. However, this line of cases was ended by the case of Hans v. In Hans v. Louisiana , the Court provided for an interpretation of the Eleventh Amendment that allowed the Court to move beyond the literal text of that amendment. Under the reasoning of the Court, the Eleventh Amendment was not so much an amendment to the original structure of the Constitution as it was an attempt to overturn a specific court decision that had misinterpreted this structure.
According to this line of reasoning, the Eleventh Amendment was not an amendment, but a restoration of the original constitutional design. Ultimately, the issue before the Court in Hans v.
Louisiana and in subsequent cases was not the Eleventh Amendment, but the issue of state sovereign immunity. State sovereign immunity means that a state must consent to be sued in its own court system. This concept is based on early English law, which provided that the Crown could not be sued in English courts without its consent. The doctrine of sovereign immunity was in effect in the states that were in existence at the time of the drafting of the Constitution.
Further, various writings by the founding fathers seemed to support the concept. Although the Hans Court answered the issue of whether adoption of Article III of the Constitution had waived state sovereign immunity in federal courts, it left a number of questions unanswered.
For instance, the question as to whether there are any instances where Congress could, by statute, abrogate a state's sovereign immunity, so that a citizen could sue a state under federal law.
In Seminole Tribe of Florida v. Florida, the Court seemed to answer that in most cases, such suits would not be accepted. The Seminole case involved the Indian Gaming Regulatory Act of , which provided Indian tribes with an opportunity to establish gambling operations. However, to establish such gambling, the Indian tribes had to enter into a compact with the state in which they were located. The states, in turn, were obligated to negotiate with the Indian tribes in good faith, and this requirement was made enforceable in federal court.
Thus, the question arose as to whether the tribes could sue the states under the Eleventh Amendment. The Court in Seminole found it important to establish what constitutional authority was being exercised by the passage of the Indian Gaming Law. The Court had found previously in Pennsylvania v. Union Gas , that the Commerce Power, as a plenary power, was so broad that of necessity it required the ability to abrogate state sovereign immunity.
In Seminole , however, the Court overturned Union Gas , holding that as the Eleventh Amendment was ratified after the passage of the Constitution and Article I, it was a limitation on Congress's authority to waive a state's sovereign immunity under that Article. The Court did indicate, however, that Congress can abrogate state sovereignty under the Fourteenth Amendment.
While the logic behind this distinction is unclear, it means that in many cases, litigants suing states will try to find a Fourteenth Amendment basis for federal legislation to defeat an Eleventh Amendment defense. A question left unanswered by the Hans decision was whether the Eleventh Amendment, which prohibited Congress from abrogating a state's sovereign immunity in federal court, extended to a state's own courts.
In Alden v. Maine , the Supreme Court found that the same principles of sovereign immunity identified in Hans would prevent Congress from authorizing a state to be sued in its own courts without permission. As in Hans , the Court acknowledged that the literal text of the Eleventh Amendment does not prohibit such suits, as its language addresses only suits brought in federal courts.
Consequently, the Court relied instead on the proposition that sovereign immunity is a "fundamental postulate" of the constitutional design, and is not amenable to congressional abrogation. The same reasoning that prohibited these suits from being brought in federal court, a deference to the "respect and dignity" of state sovereignty, led the Court to conclude that it would be anomalous to allow such cases to be brought instead in state court.
In Federal Maritime Comm'n v. South Carolina State Ports Authority , the Court addressed the issue of whether state sovereign immunity extended to proceedings before federal agencies. The cruise ship company, Maritime Services, filed a claim with the Federal Maritime Commission FMC arguing that South Carolina had discriminated against it in violation of the Shipping Act of and sought, among other things, damages for loss of profits.
In reviewing the case, the Court analogized between the FMC's quasi-judicial proceedings and traditional judicial proceedings, while noting that "[t]he preeminent purpose of state sovereign immunity is to accord States the dignity that is consistent with their status as sovereign entities. Thus, while an agency remains capable of enforcement actions against states in federal court, it cannot use its own adjudicative process to determine whether to do so, but must rely on its investigatory powers.
It should be noted that in many instances, the federal government still has the ability to influence state behavior despite the constitutional limits discussed above.
Considering the large amount of funds provided to states by the federal government, this represents a significant power for Congress to exercise. Further, as the concept of grant conditioning can involve waiver by the states of Tenth Amendment rights, these grant conditions may allow Congress to indirectly achieve compliance by a state in a way that could not be achieved directly. The question of whether a state can be required to perform or refrain from certain actions was addressed in the Supreme Court case of South Dakota v.
The state of South Dakota, which permitted year-olds to purchase beer, brought suit arguing that the law was an invalid exercise of Congress's power under the Spending Clause to provide for the "general welfare.
The Court noted that the grant condition did not implicate an independent constitutional bar i. Further, the court noted that the grant condition was not a violation of the Tenth Amendment, which generally prevents Congress from "commandeering" state legislatures and executive branch officials to implement federal programs.
The Court did suggest, however, that there were limits to Congress's power under the Spending Clause. First, a grant condition must be related to the particular national projects or programs to which the money was being directed. Second, the Court suggested that, in some circumstances, the financial inducements offered by Congress might be so coercive as to pass the point at which "pressure turns into compulsion," which would suggest a violation of the Tenth Amendment.
In Dole , however, the percentage of highway funds that were to be withheld from a state with a drinking age below 21 was relatively small, so that Congress's program did not coerce the states to enact higher minimum drinking ages than they would otherwise choose. Sebelius , however, seemed to suggest that an alternative line of analysis might apply in some grant condition cases.
Following the enactment of the ACA, state attorneys general and others brought several lawsuits challenging various provisions of the act on constitutional grounds. As noted in Dole , the loss of federal funds associated with a grant condition cannot be so large that the withholding of such funds is coercive. Justice Roberts's opinion in NFIB , however, addressed the slightly different question of whether a grant condition attached to a "new and independent" program here, the Medicaid expansion that threatened the funding of an existing program here, Medicaid violated the Tenth Amendment.
It is unclear, therefore, whether the NFIB decision was an application of the Dole analysis, or whether the combination of factors presented in NFIB suggests an alternate line of reasoning. Justice Roberts's opinion in NFIB held that, in the case of existing program funding being conditioned on the adoption of a "new and independent" program, the amount of federal funds at issue cannot represent a significant portion of a state's budget or its withdrawal will be found to be unconstitutionally coercive under the Tenth Amendment.
Justice Roberts did not identify a standard to determine what level of withholding funds would be coercive, or specify what kind of distinguishing factors were necessary to such analysis. It is not clear, however, whether the confluence of factors at issue in the NFIB case is likely to be present in future cases.
0コメント